> ## Documentation Index > Fetch the complete documentation index at: https://docs.usecroma.com/llms.txt > Use this file to discover all available pages before exploring further. # SEC Form D Filing > Resolve one Form D filing by its EDGAR accession number and return the full record: issuer, executives and directors, industry, exemptions, securities, amounts offered and sold, investors, sales compensation and signature. `found: false` when EDGAR has no Form D under that number. Served by Croma (`as_of` says how current the data is), brought up to date daily. **Dataset endpoint**: answers from the whole source in milliseconds and carries `as_of`. ## OpenAPI ````yaml /api-reference/openapi.json post /us/sec/form-d-filing/v1 openapi: 3.1.0 info: title: Croma Marketplace API version: 1.0.0 description: >- Government-data APIs for Colombia, Peru, Mexico, and global web search. Croma normalizes public-sector data into structured JSON for product teams and AI agents. Every operation is a POST with a JSON body and an organization API key as a bearer token; every operation is an idempotent lookup and accepts an optional `Idempotency-Key` header. Paths carry their major version (`/v1`); the versioning and deprecation policy, including the `Deprecation` and `Sunset` headers a retiring endpoint sends, is at https://docs.usecroma.com/versioning. Rate limits are per organization and reported on every response (`RateLimit-Policy`, `X-RateLimit-*`): https://docs.usecroma.com/rate-limits. termsOfService: https://usecroma.com/en/terms contact: name: Croma support url: https://usecroma.com/en/support email: tomas@usecroma.com servers: - url: https://api.croma.run security: [] paths: /us/sec/form-d-filing/v1: post: tags: - United States - SEC EDGAR summary: SEC Form D Filing description: >- Resolve one Form D filing by its EDGAR accession number and return the full record: issuer, executives and directors, industry, exemptions, securities, amounts offered and sold, investors, sales compensation and signature. `found: false` when EDGAR has no Form D under that number. Served by Croma (`as_of` says how current the data is), brought up to date daily. **Dataset endpoint**: answers from the whole source in milliseconds and carries `as_of`. operationId: sec_form_d_filing parameters: - $ref: '#/components/parameters/IdempotencyKey' requestBody: required: true content: application/json: schema: type: object required: - accession_number properties: accession_number: type: string pattern: ^\d{10}-\d{2}-\d{6}$ description: >- Número de acceso de EDGAR del filing, p. ej. `0001587468-26-000001`. additionalProperties: false example: accession_number: 0001587468-26-000001 responses: '200': description: Successful response headers: X-Request-Id: $ref: '#/components/headers/X-Request-Id' RateLimit-Policy: $ref: '#/components/headers/RateLimit-Policy' Idempotency-Key: $ref: '#/components/headers/Idempotency-Key' Deprecation: $ref: '#/components/headers/Deprecation' Sunset: $ref: '#/components/headers/Sunset' X-RateLimit-Limit: $ref: '#/components/headers/X-RateLimit-Limit' X-RateLimit-Remaining: $ref: '#/components/headers/X-RateLimit-Remaining' X-RateLimit-Reset: $ref: '#/components/headers/X-RateLimit-Reset' X-Cache: $ref: '#/components/headers/X-Cache' content: application/json: schema: $ref: '#/components/schemas/SecFormDFilingResponse' '400': description: Invalid request body headers: X-Request-Id: $ref: '#/components/headers/X-Request-Id' RateLimit-Policy: $ref: '#/components/headers/RateLimit-Policy' Idempotency-Key: $ref: '#/components/headers/Idempotency-Key' Deprecation: $ref: '#/components/headers/Deprecation' Sunset: $ref: '#/components/headers/Sunset' content: application/json: schema: $ref: '#/components/schemas/ApiError' '401': description: Missing or invalid API key headers: X-Request-Id: $ref: '#/components/headers/X-Request-Id' RateLimit-Policy: $ref: '#/components/headers/RateLimit-Policy' Idempotency-Key: $ref: '#/components/headers/Idempotency-Key' Deprecation: $ref: '#/components/headers/Deprecation' Sunset: $ref: '#/components/headers/Sunset' content: application/json: schema: $ref: '#/components/schemas/ApiError' '429': description: Rate limit exceeded headers: X-Request-Id: $ref: '#/components/headers/X-Request-Id' RateLimit-Policy: $ref: '#/components/headers/RateLimit-Policy' Idempotency-Key: $ref: '#/components/headers/Idempotency-Key' Deprecation: $ref: '#/components/headers/Deprecation' Sunset: $ref: '#/components/headers/Sunset' X-RateLimit-Limit: $ref: '#/components/headers/X-RateLimit-Limit' X-RateLimit-Remaining: $ref: '#/components/headers/X-RateLimit-Remaining' X-RateLimit-Reset: $ref: '#/components/headers/X-RateLimit-Reset' Retry-After: $ref: '#/components/headers/Retry-After' content: application/json: schema: $ref: '#/components/schemas/ApiError' '500': description: Internal error headers: X-Request-Id: $ref: '#/components/headers/X-Request-Id' RateLimit-Policy: $ref: '#/components/headers/RateLimit-Policy' Idempotency-Key: $ref: '#/components/headers/Idempotency-Key' Deprecation: $ref: '#/components/headers/Deprecation' Sunset: $ref: '#/components/headers/Sunset' content: application/json: schema: $ref: '#/components/schemas/ApiError' '502': description: Upstream source returned an error headers: X-Request-Id: $ref: '#/components/headers/X-Request-Id' RateLimit-Policy: $ref: '#/components/headers/RateLimit-Policy' Idempotency-Key: $ref: '#/components/headers/Idempotency-Key' Deprecation: $ref: '#/components/headers/Deprecation' Sunset: $ref: '#/components/headers/Sunset' content: application/json: schema: $ref: '#/components/schemas/ApiError' security: - bearerAuth: [] externalDocs: description: Interactive documentation and examples url: https://docs.usecroma.com/guides/united-states/sec components: parameters: IdempotencyKey: name: Idempotency-Key in: header required: false description: >- Optional client-chosen key for this request (any string up to 255 characters, e.g. a UUID). Every Croma operation is an idempotent lookup: repeating a request with the same body returns the same result and creates nothing, so retrying after a timeout or network failure is always safe. The key is echoed back in the `Idempotency-Key` response header so you can correlate a retry with its first attempt. Each attempt that reaches the API counts against the rate limit. schema: type: string maxLength: 255 example: 0f8e9a42-6b7c-4d1e-9a3f-2c5d7e8f9a0b headers: X-Request-Id: description: Unique id for the request (req_…). Include it in support reports. schema: type: string RateLimit-Policy: description: >- Quota policy for this endpoint as an IETF RateLimit-Policy structured field, e.g. `"default";q=100;w=86400` (100 requests per 86400-second window per organization). Endpoints with an extra hourly ceiling list both policies, e.g. `"webSearch";q=10;w=3600, "default";q=100;w=86400`. Present on every response, including 401 and 429. schema: type: string example: '"default";q=100;w=86400' Idempotency-Key: description: >- The `Idempotency-Key` the request carried, echoed back unchanged. Absent when the request sent none. schema: type: string Deprecation: description: >- Present only on an endpoint version scheduled for removal: the date the deprecation took effect (RFC 9745). A `Sunset` header and a `Link` with `rel="successor-version"` accompany it. Policy: https://docs.usecroma.com/versioning schema: type: string example: '@1767225600' Sunset: description: >- Present only on an endpoint version scheduled for removal: the date after which it answers 410 (RFC 8594). Announced in the changelog at least 90 days ahead. schema: type: string format: date-time example: Wed, 01 Apr 2026 00:00:00 GMT X-RateLimit-Limit: description: Requests allowed in the current window. schema: type: integer X-RateLimit-Remaining: description: Requests left before you are throttled. schema: type: integer X-RateLimit-Reset: description: ISO 8601 timestamp when the window resets. schema: type: string format: date-time X-Cache: description: HIT or MISS. Cached hits still count against your quota. schema: type: string enum: - HIT - MISS Retry-After: description: Seconds to wait before retrying. schema: type: integer schemas: SecFormDFilingResponse: type: object required: - data properties: data: $ref: '#/components/schemas/SecFormDFilingData' ApiError: type: object required: - error properties: error: type: object required: - type - code - message properties: type: type: string description: >- Broad category: invalid_request_error, authentication_error, not_found_error, rate_limit_error, upstream_error, api_error. code: type: string description: Machine-readable specific code. message: type: string description: Human-readable explanation, safe to surface in UI. param: type: string description: Field that triggered the error. Present on validation errors. details: type: object description: Free-form structured detail. SecFormDFilingData: type: object properties: found: type: boolean accession_number: type: string as_of: anyOf: - type: string - type: 'null' description: How current the data in this response is. filing: anyOf: - type: object properties: accession_number: type: string description: >- EDGAR's accession number, e.g. `0001587468-26-000001`: the key of the filing. form_type: type: string enum: - D - D/A description: '`D` for a new notice, `D/A` for an amendment to one.' filed_on: type: string description: '`yyyy-mm-dd` EDGAR accepted the filing.' file_number: anyOf: - type: string - type: 'null' description: >- The SEC file number of the offering, shared by a notice and its amendments. sic_code: anyOf: - type: string - type: 'null' description: The issuer's SIC code, when EDGAR carries one. issuer: type: object properties: cik: type: string description: >- The issuer's EDGAR Central Index Key, without leading zeros. One CIK, every filing of that issuer. name: type: string description: The issuer's name as filed. previous_names: type: array items: type: string description: Names the issuer filed under before. entity_type: anyOf: - type: string - type: 'null' description: >- `Corporation`, `Limited Liability Company`, `Limited Partnership`, `Business Trust`, `General Partnership` or `Other`. entity_type_other: anyOf: - type: string - type: 'null' incorporated: type: object properties: span: anyOf: - type: string enum: - within_five_years - over_five_years - yet_to_be_formed - type: 'null' description: >- How long ago the issuer was formed, as the form asks it. year: anyOf: - type: integer - type: 'null' description: >- The year of formation, given only when within the last five years. required: - span - year jurisdiction: anyOf: - type: string - type: 'null' description: >- The state or country of incorporation as the form spells it: `DELAWARE`, `CAYMAN ISLANDS`, ... address: type: object properties: street_1: anyOf: - type: string - type: 'null' street_2: anyOf: - type: string - type: 'null' city: anyOf: - type: string - type: 'null' state: anyOf: - type: string - type: 'null' description: >- Two-letter US state of the issuer's address, or the form's code for a country. zip: anyOf: - type: string - type: 'null' required: - street_1 - street_2 - city - state - zip phone: anyOf: - type: string - type: 'null' required: - cik - name - previous_names - entity_type - entity_type_other - incorporated - jurisdiction - address - phone co_issuers: type: array items: type: object properties: cik: anyOf: - type: string - type: 'null' name: type: string entity_type: anyOf: - type: string - type: 'null' jurisdiction: anyOf: - type: string - type: 'null' required: - cik - name - entity_type - jurisdiction description: >- Other issuers on the same notice, when the offering has several. industry_group: anyOf: - type: string - type: 'null' description: >- The industry group the filer picked, as the form names it: `Other Technology`, `Biotechnology`, `Pooled Investment Fund`, `Commercial`, ... is_pooled_investment_fund: type: boolean description: >- The issuer is a fund raising from investors, not an operating company. investment_fund_type: anyOf: - type: string enum: - venture_capital_fund - private_equity_fund - hedge_fund - other_investment_fund - type: 'null' description: For a fund, which kind. is_40_act_fund: anyOf: - type: boolean - type: 'null' description: >- Whether the fund is registered under the Investment Company Act of 1940. revenue_range: anyOf: - type: string - type: 'null' description: >- The issuer's revenue bracket as the form offers it, or `Decline to Disclose`. aggregate_net_asset_value_range: anyOf: - type: string - type: 'null' description: >- For a fund, its net asset value bracket, or `Decline to Disclose`. federal_exemptions: type: array items: type: string description: >- The exemptions claimed: `06b` (Rule 506(b)), `06c` (Rule 506(c)), `04` (Rule 504), `3C`, `3C.1`, `3C.7`, ... is_amendment: type: boolean previous_accession_number: anyOf: - type: string - type: 'null' description: For an amendment, the filing it amends. first_sale_on: anyOf: - type: string - type: 'null' description: >- `yyyy-mm-dd` of the first sale in the offering; null when it has yet to occur. first_sale_yet_to_occur: type: boolean more_than_one_year: type: boolean description: The offering is intended to last more than a year. securities: type: object properties: equity: type: boolean debt: type: boolean option_or_warrant: type: boolean security_to_be_acquired: type: boolean pooled_investment_fund_interests: type: boolean tenant_in_common: type: boolean mineral_property: type: boolean other: type: boolean other_description: anyOf: - type: string - type: 'null' required: - equity - debt - option_or_warrant - security_to_be_acquired - pooled_investment_fund_interests - tenant_in_common - mineral_property - other - other_description is_business_combination: type: boolean business_combination_note: anyOf: - type: string - type: 'null' minimum_investment: anyOf: - type: number - type: 'null' description: The minimum accepted from an outside investor, US dollars. offering: type: object properties: total_amount: anyOf: - type: number - type: 'null' description: >- The total offering amount, US dollars; null when the filer marked it indefinite. total_amount_indefinite: type: boolean amount_sold: type: number column: number description: >- US dollars sold so far in the offering. On an amendment, the running total. remaining: anyOf: - type: number - type: 'null' description: US dollars left to sell; null when indefinite. remaining_indefinite: type: boolean note: anyOf: - type: string - type: 'null' description: The filer's clarification of the amounts, when given. required: - total_amount - total_amount_indefinite - amount_sold - remaining - remaining_indefinite - note investors: type: object properties: has_non_accredited: type: boolean non_accredited_count: anyOf: - type: number - type: 'null' total_count: type: number description: Investors who have already invested in the offering. required: - has_non_accredited - non_accredited_count - total_count sales_commissions: type: object properties: amount: anyOf: - type: number - type: 'null' description: US dollars. is_estimate: type: boolean required: - amount - is_estimate finders_fees: type: object properties: amount: anyOf: - type: number - type: 'null' description: US dollars. is_estimate: type: boolean required: - amount - is_estimate proceeds_to_related_persons: type: object properties: amount: anyOf: - type: number - type: 'null' description: US dollars. is_estimate: type: boolean note: anyOf: - type: string - type: 'null' required: - amount - is_estimate - note description: >- Gross proceeds used to pay the executives, directors or promoters listed. related_persons: type: array items: type: object properties: name: type: string description: '`FIRST MIDDLE LAST` as one string.' first_name: anyOf: - type: string - type: 'null' middle_name: anyOf: - type: string - type: 'null' last_name: anyOf: - type: string - type: 'null' relationships: type: array items: type: string description: >- `Executive Officer`, `Director` and/or `Promoter`, as the form lists them. clarification: anyOf: - type: string - type: 'null' description: The filer's own note on the relationship, when given. address: type: object properties: street_1: anyOf: - type: string - type: 'null' street_2: anyOf: - type: string - type: 'null' city: anyOf: - type: string - type: 'null' state: anyOf: - type: string - type: 'null' description: >- Two-letter US state, or the form's code for a country. zip: anyOf: - type: string - type: 'null' required: - street_1 - street_2 - city - state - zip required: - name - first_name - middle_name - last_name - relationships - clarification - address description: The executives, directors and promoters the notice lists. related_person_names: type: array items: type: string description: Every related person's name, for search. recipients: type: array items: type: object properties: name: anyOf: - type: string - type: 'null' description: >- Who was paid to sell the offering (a broker, a placement agent). crd_number: anyOf: - type: string - type: 'null' broker_dealer_name: anyOf: - type: string - type: 'null' broker_dealer_crd_number: anyOf: - type: string - type: 'null' states: type: array items: type: string description: States solicited, or `All States`. foreign_solicitation: anyOf: - type: boolean - type: 'null' address: type: object properties: street_1: anyOf: - type: string - type: 'null' street_2: anyOf: - type: string - type: 'null' city: anyOf: - type: string - type: 'null' state: anyOf: - type: string - type: 'null' description: >- Two-letter US state, or the form's code for a country. zip: anyOf: - type: string - type: 'null' required: - street_1 - street_2 - city - state - zip required: - name - crd_number - broker_dealer_name - broker_dealer_crd_number - states - foreign_solicitation - address description: Who was paid sales compensation for the offering. signature: anyOf: - type: object properties: issuer_name: anyOf: - type: string - type: 'null' signer_name: anyOf: - type: string - type: 'null' title: anyOf: - type: string - type: 'null' signed_on: anyOf: - type: string - type: 'null' description: '`yyyy-mm-dd`.' required: - issuer_name - signer_name - title - signed_on - type: 'null' filing_url: type: string description: Where the filing sits on EDGAR. required: - accession_number - form_type - filed_on - file_number - sic_code - issuer - co_issuers - industry_group - is_pooled_investment_fund - investment_fund_type - is_40_act_fund - revenue_range - aggregate_net_asset_value_range - federal_exemptions - is_amendment - previous_accession_number - first_sale_on - first_sale_yet_to_occur - more_than_one_year - securities - is_business_combination - business_combination_note - minimum_investment - offering - investors - sales_commissions - finders_fees - proceeds_to_related_persons - related_persons - related_person_names - recipients - signature - filing_url - type: 'null' required: - found - accession_number - as_of - filing securitySchemes: bearerAuth: type: http scheme: bearer description: 'Use Authorization: Bearer YOUR_API_KEY' ````